Skip to content
E
Regulation Desk Lead

Eleanor Chen

SEC, CFTC, FinCEN, NYDFS, OCC, state securities regulators

8 ARTICLES WASHINGTON, DC English, Mandarin
SEC enforcement CFTC FinCEN State BitLicense Broker-dealer reg AML/KYC Money transmission
About

Biography

Eleanor leads TheWeal's Regulation Desk, covering the SEC, CFTC, FinCEN, NYDFS, OCC, and state-level securities and money-transmission authorities. She translates enforcement actions, rulemaking, and no-action letters into operational guidance institutional readers can use.

Eleanor worked in securities-enforcement defense for a decade before moving to journalism, including matters involving exchange registration, broker-dealer compliance, and digital-asset offerings. She reads every Federal Register notice that touches crypto so you don't have to.

Career

Experience

  • 2024–present
    Regulation Desk Lead, TheWeal
  • Prior
    Securities-enforcement defense practice
  • Prior
    Securities litigation, NYC law firm
Latest research

Articles by Eleanor Chen